Casemaker Libra

  • Business

This book is only available through the purchase of the Business practice area.

The 36th Annual Northwest Securities Institute

Publication Year: April 30, 2016   Publication Type: Coursebook

Authors:
Gregory L. Watts, Judith L. Anderson, Matthew D. Larson, John L. Mericle, Daniel E. Steiner, Faith L. Anderson, Judith L. Anderson, Kevin Anselm, Jason H. Barker, William M. Beatty, Peter Brady, James Burns, Jina L. Choi, Cliff DeGroot, Curt R. Hineline, David M. Hunter, Peter R. Jarvis, Barry M. Kaplan, Keith A. Ketterling, John McCoach, Robert M. McKenna, John L. Mericle, Scott L. Mullins, Elizabeth Murphy, John A. Myer, Kristy M. Naylor, Daniel E. Steiner, Aravind Swaminathan, David Taylor, Joseph M. Wallin, Gregory L. Watts

Table of Contents:

 Title
 Chair, Planning Committee, and Faculty
 Summary of Contents
 Program Schedule
 Chair and Planning Committee Biographies
 Chapter One - A State Regulatory Updates - Idaho
Chapter One - B State Regulatory Updates - Washington
 Chapter One - C State Regulatory Updates - Alaska
 Chapter One - D State Regulatory Updates - Oregon
 Chapter Two Sec Enforcement Update And Hot Topics Panel
Chapter Three Sec Division Of Corporation Finance Update
 Chapter Four Developments In Canadian Regulatory And Capital Markets
 Chapter Five Supreme And Circuit Securities Update
 Chapter Six - A Developments In Transactional Practice: Important New & Proposed Regulations
 Chapter Six - B Developments In Transactional Practice: Important New & Proposed Regulations
 Chapter Six - C Developments In Transactional Practice: Important New & Proposed Regulations
 Chapter Six - D Developments In Transactional Practice: Important New & Proposed Regulations
 Chapter Six - E Developments In Transactional Practice: Important New & Proposed Regulations
 Chapter Seven Cybersecurity: Legal And Technical Strategies To Mitigate Risks
 Chapter Eight Counseling Clients In A Changing Securities Landscape
 Chapter Nine Rules Of Professional Conduct