Casemaker Libra

38th Annual Northwest Securities Institute

Publication Year: 2018   Publication Type: Coursebook

Table of Contents:

	Title
	Planning Committee And Faculty
	Summary Of Contents
	Program Schedule
	Planning Committee Biographies
	Chapter One- Sec Updates From Divisions Of Enforcement And Corporation Finance
	Chapter Two - A- State Regulatory Updates
	Chapter Two - B- State Regulatory Updates
	Chapter Two - C- State Regulatory Updates
	Chapter Two - D- State Regulatory Updates I. Selected Recent Securities Enforcement Cases II. Recent Rulemaking Initiatives III. Recent Legislative Initiatives IV. Amicus Briefs   V. Significant Securities Cases of 2017 VI. Washington Securities Division Statistics
	Chapter Three- Ominous Clouds: Things That Can Make Blue Sky Lawyers Blue
	Chapter Four - A- Federal Transactional Developments
	Chapter Four - B- Federal Transactional Developments
	Chapter Four - C- Federal Transactional Developments
	Chapter Five - A- Federal Litigation Developments
	Chapter Five - B- Federal Litigation Developments
	Chapter Six- Ethics In A Changing Securities Landscape   Washington State Bar Association Creed of Professionalism   Resources   Primary Legal Ethics Materials For Washington State   Multi-State or Subject-Based Legal Ethics Research   List of Options to Minimize or Allow Conflicts   WRPC Rule 1.2: Scope of Representation And Allocation of Authority Between Client and Lawyer   WRPC Rule 1.5: Fees   WRPC Rule 1.6: Confidentiality of Information   WRPC Rule 1.8: Conflict of Interest: Current Clients: Specific   WRPC Rule 1.13: Organization As Client   WRPC Rule 3.3: Candor Toward the Tribunal   WRPC Rule 4.1: Truthfulness in Statements to Others   WRPC Rule 8.4: Misconduct   Hypotheticals
	Chapter Seven- Rules Of Professional Conduct