Casemaker Libra

The 36th Annual Northwest Securities Institute

Publication Year: April 30, 2016   Publication Type: Coursebook

Authors:
Gregory L. Watts, Judith L. Anderson, Matthew D. Larson, John L. Mericle, Daniel E. Steiner, Faith L. Anderson, Judith L. Anderson, Kevin Anselm, Jason H. Barker, William M. Beatty, Peter Brady, James Burns, Jina L. Choi, Cliff DeGroot, Curt R. Hineline, David M. Hunter, Peter R. Jarvis, Barry M. Kaplan, Keith A. Ketterling, John McCoach, Robert M. McKenna, John L. Mericle, Scott L. Mullins, Elizabeth Murphy, John A. Myer, Kristy M. Naylor, Daniel E. Steiner, Aravind Swaminathan, David Taylor, Joseph M. Wallin, Gregory L. Watts

Table of Contents:

	Title
	Chair, Planning Committee, and Faculty
	Summary of Contents
	Program Schedule
	Chair and Planning Committee Biographies
	Chapter One - A State Regulatory Updates - Idaho
	Chapter One - B State Regulatory Updates - Washington I. SELECTED RECENT SECURITIES ENFORCEMENT CASES II. RECENT RULE-MAKING INITIATIVES III RECENT LEGISLATIVE INITIATIVES IV SIGNIFICANT SECURITIES CASES OF 2015 V. WASHINGTON STATE SECURITIES DIVISION STATISTICS
	Chapter One - C State Regulatory Updates - Alaska
	Chapter One - D State Regulatory Updates - Oregon
	Chapter Two Sec Enforcement Update And Hot Topics Panel
	Chapter Three Sec Division Of Corporation Finance Update I. Introduction II. History of the Accredited Investor Definition III. Other Regulatory Approaches IV. Accredited Investor Attributes V. Should the Accredited Investor Definition Be More Flexible?   VI. Spouses and Spousal Equivalents VII Accredited Investor Entities   VII I. Implications Outside of the Regulation D Context   IX. Recommendations X. Impact of the Potential Approaches on the Pool of Accredited Investors
	Chapter Four Developments In Canadian Regulatory And Capital Markets
	Chapter Five Supreme And Circuit Securities Update
	Chapter Six - A Developments In Transactional Practice: Important New & Proposed Regulations
	Chapter Six - B Developments In Transactional Practice: Important New & Proposed Regulations
	Chapter Six - C Developments In Transactional Practice: Important New & Proposed Regulations
	Chapter Six - D Developments In Transactional Practice: Important New & Proposed Regulations
	Chapter Six - E Developments In Transactional Practice: Important New & Proposed Regulations
	Chapter Seven Cybersecurity: Legal And Technical Strategies To Mitigate Risks
	Chapter Eight Counseling Clients In A Changing Securities Landscape
	Chapter Nine Rules Of Professional Conduct